Securities Business and Regulations

Our team of lawyers has extensive experience in providing services to local and international companies wishing to conduct securities business in the Kingdom of Saudi Arabia, whether that business is to deal in securities (brokerage), arrange securities transactions, hold custody of securities, manage securities, and advising on securities.

We regularly advise investment banks and capital market institutions with their conduct of business, including preparation of advertisements that relate to securities, outsourcing arrangements, periodic reporting, maintenance of client records, fiduciary duties owed to clients, conflict of interests, risk assessment, securities investigations and general compliance with the regulations issued by the Capital Market Authority (CMA).

At your service
  • + Transactions
  • + Litigation and Arbitration
  • + Consultancy

Contact us

Address

Musa Ibn Nussair St
Siricon Building No.8
2nd Floor (Back Entrance)
Al Olaya
Riyadh 11372
Kingdom of Saudi Arabia
Email
enquiries@alrasheedlaw.com

Listed as a Leading Firm on The Legal 500

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Featured as a Contributor in the Chambers Global Guide 2025

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Listed as a Ranked Firm in the Chambers Global Guide 2025

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Listed as a Ranked Lawyer in the Chambers Global Guide 2025

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Member of the IBA since 2009

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Member of Multilaw since 2013

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Member of U.S.-Saudi Business Council

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Board Member of the Saudi-UAE Business Council

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Image Credits: Asmaa Almoayed